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Investment Compliance Monitoring

Monitor investment restrictions, and mitigate financial and reputational risks

Optimai Investment Compliance Monitoring Solution helps FMCs monitor investment restrictions, and mitigate financial and reputational risks caused by breaches of these restrictions. Our solution is used to monitor investment restrictions by key clients, regulators and internal compliance teams. Investment restrictions that are tracked include guidelines on counterparty concentration, currency hedging, exposure, derivative exposure, benchmark and concentration limits, eligible investment, QFII/ RQFII regulations and the related party. The system monitors positions, highlights breach and provides detailed information for the compliance team's efficiency are improved with this solution.